Capital Funded
| 5 Unit Office Building: | $2,800,000 |
| 8 Unit Strip Mall: | $2,400,000 |
| 10 Unit Apartment Complex: | $1,200,000 |
| 120 Slip Marina: | $612,000 |
| 19+ Slip Marina: | $425,000 |
| 20-Unit Motel: | $475,000 |
| Aircraft Refinancing and Acquisition: | $7,000,000 |
| All American Collectibles: | $1,200,000 |
| Automobile Dealership: | $1,900,000 |
| Automotive Repair and Towing: | $750,000 |
| Automotive Towing Service: | $800,000 |
| Beachfront Resort Development: | $3,900,000 |
| Bedding Manufacturer: | $1,665,000 |
| Boat Storage and Repair Service: | $450,000 |
| Bottled Water and Juices Distributor: | $200,000 |
| Bowling Supply Company: | $400,000 |
| Business Systems and Investment: | $355,000 |
| Car Wash: | $850,000 |
| Catering Company: | $800,000 |
| Chair Manufacturer: | $5,850,000 |
| Chimney Cleaning Service: | $275,000 |
| Coffee House: | $165,000 |
| Commercial Drywall Construction: | $800,000 |
| Commercial Fishing Company: | $100,000 |
| Commercial Printer: | $100,000 |
| ConfiCasa: | $500,000 |
| Construction Bailout: | $1,500,000 |
| Construction Company: | $325,000 |
| Convenience store/liquor store: | $275,000 |
| Cruise Ship Refinance: | $5,100,000 |
| Dairy Products Producer: | $225,000 |
| Dance Studio: | $104,000 |
| Daycare Center: | $240,000 |
| Defense Contractor: | $100,000 |
| Dental Practice: | $250,000 |
| Dental Refinance: | $877,000 |
| Dominion Lasercom, Inc: | $1,000,000 |
| Door Manufacturer: | $320,000 |
| Doughnut Shop: | $100,000 |
| Dry Cleaners: | $275,000 |
| Electronics Contract Manufacturer: | $425,000 |
| Embroidery and Lace Manufacturer: | $390,000 |
| Family Campground: | $290,000 |
| Family Style Restaurant: | $760,000 |
| Fitness Center: | $1,116,000 |
| Florist Shop: | $200,000 |
| Foundry: | $600,000 |
| Funeral Home: | $750,000 |
| Furniture Store: | $100,000 |
| Gas Station/Convenience Store: | $630,000 |
| Giftware Dirstributor: | $1,450,000 |
| Glass Company: | $300,000 |
| Hardware Store: | $180,000 |
| Health Club: | $500,000 |
| Hat Manufacturer/Jewelry Distributor: | $200,000 |
| Heat Treating Company: | $225,000 |
| Hispanic Radio Station: | $1,500,000 |
| Horse Stables: | $363,000 |
| Industrial Products Distributor: | $2,182,500 |
| Industrial Refinancing: | $3,800,000 |
| Jewelry Manufacturer & Wholesaler: | $225,000 |
| Kiwi International Airlines: | $2,200,000 |
| Land Acquisition for Casino Development: | $22,000,000 |
| Landfil Purchase: | $8,000,000 |
| Linen Supply Company: | $3,360,780 |
| Liquor Store: | $250,000 |
| Marine Vessel: | $450,000 |
| Martial Arts Academy: | $385,000 |
| Machinery Refinance: | $1,100,000 |
| Manufacturing Refinance: | $3,160,000 |
| Meat Packing Plant: | $705,000 |
| Medial Refinancing: | $4,200,000 |
| Medical Services Company: | $900,000 |
| Medical Testing Laboratory: | $300,000 |
| Mediterranean Style B & B: | $595,000 |
| Metal Heat Treating Company: | $250,000 |
| Metal Products Company: | $150,000 |
| Metallurgical Testing Labs: | $450,000 |
| Microwave Tube Producer: | $100,000 |
| Mountain Lodge: | $325,000 |
| NASCAR Racetrack Facility: | $1,500,000 |
| Night Club: | $1,600,000 |
| Patio Furniture Shop: | $100,000 |
| Personnel Agency: | $1,250,000 |
| Pet Store: | $200,000 |
| Pharmacy: | $500,000 |
| Photo Processing Lab: | $200,000 |
| Pizza Shop: | $150,000 |
| Plumbing Contractor: | $150,000 |
| Product Enhancement Technology: | $1,100,000 |
| Radiator Company: | $395,000 |
| Retail Convenience Store: | $520,000 |
| Residential Development & Golf Course: | $18,000,000 |
| Residential Health Care Facility: | $450,000 |
| Restaurant and Bar: | $235,000 |
| Restaurant: | $425,000 |
| Retail Convenience Store: | $520,000 |
| Seafood Restaurant: | $460,000 |
| Sailing ship/yacht: | $1,000,000 |
| Ski & Sport Shop: | $150,000 |
| Skiing Recreation Area: | $1,000,000 |
| Sock Manufacturer: | $350,000 |
| Software Sales Company: | $250,000 |
| Southwestern B & B: | $765,000 |
| Stable and Riding Academy: | $500,000 |
| Steel Fabricator: | $1,000,000 |
| Texas Country Bank: | $5,000,000 |
| Textile Manufacturer: | $1,300,000 |
| Traveling Carnival: | $325,000 |
| Veterinary Clinic Refinancing: | $1,520,000 |
| Warehouse Terminal: | $950,000 |
| Water Well Drilling Contractor: | $1,300,000 |
| Wholesale Bakery: | $1,750,000 |
| Wireless Communications/Repair Service: | $1,000,000 |
Franchise Opportunities Funded
| Ace Hardware: | $1,480,000 |
| Apple Spice Junction: | $359,500 |
| Badcock Home Furniture & More: | $1,300,000 |
| BevMax Franchise: | $285,000 |
| Big O Tire Franchise: | $408,200 |
| Cash Converters Franchise: | $150,000 |
| Cash Plus Franchise: | $110,000 |
| Clarion Inn & Suites: | $3,000,000 |
| Charley’s Steakery Franchise: | $150,000 |
| Cottman Transmission Franchise: | $450,000 |
| Dairy Queen Franchise: | $150,000 |
| Days Inn Franchise: | $1,200,000 |
| Domino’s Pizza Franchise: | $160,000 |
| Dry Cleaning Station: | $525,000 |
| Foot Solutions Franchise: | $125,000 |
| Freshens Yogurt Franchise: | $230,000 |
| Getty Gas Stations Franchise: | $290,000 |
| GNC Franchise: | $150,000 |
| Gold’s Gym Franchise: | $400,000 |
| Golf USA Franchise: | $240,000 |
| Hampton Inn: | $2,400,000 |
| Hooters Restaurant Franchise: | $900,000 |
| Hubcap Masters Franchise: | $100,000 |
| Huntington Learning Center: | $150,000 |
| Image Arts, Etc. Franchise: | $100,000 |
| King Bear Franchise: | $133,000 |
| Knights Inn Franchise: | $410,000 |
| Lady of America Franchise: | $150,000 |
| Manhattan Bagel Franchise: | $130,000 |
| Meineke Franchise: | $180,000 |
| Merlin Muffler & Brake Franchise: | $150,000 |
| Miami Subs Franchise: | $142,500 |
| Minuteman Press Franchise: | $300,000 |
| Molly Maids Franchise: | $115,000 |
| NY Gourmet Wraps Franchise: | $116,000 |
| Once Upon A Child (Growbiz): | $100,000 |
| One Hour Martinizing Franchise: | $185,000 |
| Ramada Plaza Hotel: | $1,000,000 |
| Quikava, Inc. (Chock Full O’Nuts): | $600,000 |
| Quizno’s Restaurant Franchise: | $190,000 |
| Rita’s Ices, Cones, Shakes: | $582,000 |
| Sears Carpet & Upholstery: | $100,000 |
| Signs By Tomorrow Franchise: | $100,000 |
| Sign World Franchise: | $105,000 |
| Subway Franchise: | $100,000 |
| Sunoco Station Franchise: | $425,000 |
| Super 8 Motel Franchise: | $1,425,000 |
| Sylvan Learning Center: | $137,000 |
| Texaco Travel Center: | $1,000,000 |
| The UPS Store: | $145,000 |
| Travelodge Franchise: | $1,090,000 |
| Tutor Time Franchise: | $140,000 |
| United Check Cashing: | $184,500 |
| Wingzone Franchise: | $112,500 |
| Women’s Health Boutique: | $122,000 |
Technology Transfer
| Macrovision - San Jose, CA | $4,000,000 | Japanese Corporation |
| Shenzhen Trading Company - Shenzhen, China | $9,000,000 | Chinese Government |
| Singapore Trading - Singapore - Semiconductor | $3,000,000 | Singapore Corporation |
| IBM - New York - Semiconductor | $100,000,000 | Corporate JV |
| Thomson CFS - France - Computer | $20,000,000 | Corporate JV |
Public Offerings
| Siltec Corp | $50,000,000 | GE Credit - Hambrecht |
| Fortune Systems | $300,000,000 | First Boston - Alex Brown |
Debt Placements
| Siltec Corp - Menlo Park, CA | $6,000,000 | Bank |
| Siltec Corporation - Menlo Park, CA | $2,000,000 | Bank |
| Fortune Systems - Belmont, CA | $8,000,000 | Bank |
| Universal Demiconductor - San Jose, CA | $2,000,000 | Bank |
| Universal Demiconductor - San Jose, CA | $4,000,000 | Leasing |
| Valwest, INC - San Jose, CA | $25,000,000 | Private Syndication |
| Cottonwood Commons - Cottonwood, AZ | $5,000,000 | Private Placement |
| Scottsdale Village Mirage - Scottsdale, AZ | $20,000,000 | Bond Placement |
| Townsen Lakes Office Center - Houston, TX | $6,600,000 | Private Placement |
| HT Auger Co. - Odessa, TX | $3,000,000 | Private Investors |
Divesture (Sale of company, division or assets)
| Mountain Country Partners - Oil & Gas - Boyd & Greenup Counties, KY | $1,300,000 | Partial Corporate Acquisition |
| Texet - Fort Worth, TX | $25,000,000 | Corporate Acquisition |
| Commodore - King of Prussia, PA | $8,000,000 | Corporate Acquisition |
| Macrovision - San Jose, CA | $6,000,000 | Corporate Acquisition |
| British Motors Dist Electronics - San Francisco, CA | $10,000,000 | Corporate Acquisition |
| British Motors Dist Electronics - San Francisco, CA | $2,000,000 | ESOP |
| SunTrips - San Jose, CA | $6,000,000 | Corporate Acquisition |
| Telluride Club - Telluride, CO | $20,000,000 | Corporate Acquisition |
| Sandpiper Stores - Danville, CA | $2,000,000 | Private Equity |
| Michael's Ranch - Sedona, AZ | $6,000,000 | Private Equity |
| Clark Wayland - Phoenix, AZ | $20,000,000 | Corporate Acquisition |
| Clark Wayland - Phoenix, AZ | $10,000,000 | Corporate Acquisition |
| Sedona Pines - Sedona, AZ | $2,000,000 | Corporate Acquisition |
| Lodge Alley Inn - Charleston, SC | $18,000,000 | Corporate Acquisition |
| Sedona RV Resort - Sedona, AZ | $2,000,000 | Corporate Acquisition |
| Villas on Elm Street - Cottonwood, AZ | $3,000,000 | Corporate Acquisition |
| Oaxaca - Sedona, AZ | $1,500,000 | Private Placement |
| West Coast Promotions - San Jose, CA | $1,000,000 | Corporate Acquisition |
Equity Placements
| Screen Giant - Large LED Billboards | $15,000,000 | India Venture Funding |
| Screen Giant - Large LED Billboards | $15,000,000 | China Leasing Company |
| Screen Giant - Large LED Billboards | $5,200,000 | Private Equity |
| Card Activations | $2,500,000 | Private Equity |
| Zaison Corporation - Houston, TX | $10,000,000 | Venture Capital |
| Siltec Corporation - Menlo Park, CA - Round 3 | $5,000,000 | Venture Capital |
| Siltec Corporation - Menlo Park, CA - Round 4 | $8,000,000 | Venture Capital |
| Fortune Systems - Belmont, CA - Round 1 | $8,000,000 | Venture Capital |
| Broadband Inc. - Santa Clara, CA | $3,000,000 | Private Equity |
| Precision Metal, San Jose, CA | $3,000,000 | Private Equity |
| Fortune Systems - Belmont, CA - Round 2 | $10,000,000 | Venture Capital |
| Fortune Systems - Belmont, CA - Round 3 | $15,000,000 | Venture Capital |
| Universal - San Jose, CA - Round 4 | $5,000,000 | Venture Capital |
| Universal - San Jose, CA - Round 5 | $4,000,000 | Venture Capital |
| Computer Curriculum - Palo Alto | $6,000,000 | Private Equity |
| Val West - San Jose, CA | $10,000,000 | Private Equity |
| Tulluride Club - Telluride, CO | $1,500,000 | Private Equity |
| Tulluride Club - Telluride, CO | $3,000,000 | Mezzanine Lender |
| Beach Club - Gilbert, AZ | $2,000,000 | Private Equity |
| Waterford Place - Biloxi, MS | $6,000,000 | Hedge Fund |
Bond Placement
| Siltec Corporation - Menlo Park, CA | $10,000,000 | Bond Syndication |
| Scottsdale Links - Scottsdale, CA | $19,000,000 | Bond Placement |
Joint Ventures
| Harbin Trading Company - Harbin, China | $50,000,000 | Joint Venture |
| Universal Semiconductor - San Jose, CA | $20,000,000 | Joint Venture |
| Eagle Picher Automotive | $2,500,000 | Joint Venture |
| Townsen Lakes - Houston, TX | $10,000,000 | Joint Venture |