Projects Funded

Capital Funded

5 Unit Office Building: $2,800,000
8 Unit Strip Mall: $2,400,000
10 Unit Apartment Complex: $1,200,000
120 Slip Marina: $612,000
19+ Slip Marina: $425,000
20-Unit Motel: $475,000
Aircraft Refinancing and Acquisition: $7,000,000
All American Collectibles: $1,200,000
Automobile Dealership: $1,900,000
Automotive Repair and Towing: $750,000
Automotive Towing Service: $800,000
Beachfront Resort Development: $3,900,000
Bedding Manufacturer: $1,665,000
Boat Storage and Repair Service: $450,000
Bottled Water and Juices Distributor: $200,000
Bowling Supply Company: $400,000
Business Systems and Investment: $355,000
Car Wash: $850,000
Catering Company: $800,000
Chair Manufacturer: $5,850,000
Chimney Cleaning Service: $275,000
Coffee House: $165,000
Commercial Drywall Construction: $800,000
Commercial Fishing Company: $100,000
Commercial Printer: $100,000
ConfiCasa: $500,000
Construction Bailout: $1,500,000
Construction Company: $325,000
Convenience store/liquor store: $275,000
Cruise Ship Refinance: $5,100,000
Dairy Products Producer: $225,000
Dance Studio: $104,000
Daycare Center: $240,000
Defense Contractor: $100,000
Dental Practice: $250,000
Dental Refinance: $877,000
Dominion Lasercom, Inc: $1,000,000
Door Manufacturer: $320,000
Doughnut Shop: $100,000
Dry Cleaners: $275,000
Electronics Contract Manufacturer: $425,000
Embroidery and Lace Manufacturer: $390,000
Family Campground: $290,000
Family Style Restaurant: $760,000
Fitness Center: $1,116,000
Florist Shop: $200,000
Foundry: $600,000
Funeral Home: $750,000
Furniture Store: $100,000
Gas Station/Convenience Store: $630,000
Giftware Dirstributor: $1,450,000
Glass Company: $300,000
Hardware Store: $180,000
Health Club: $500,000
Hat Manufacturer/Jewelry Distributor: $200,000
Heat Treating Company: $225,000
Hispanic Radio Station: $1,500,000
Horse Stables: $363,000
Industrial Products Distributor: $2,182,500
Industrial Refinancing: $3,800,000
Jewelry Manufacturer & Wholesaler: $225,000
Kiwi International Airlines: $2,200,000
Land Acquisition for Casino Development: $22,000,000
Landfil Purchase: $8,000,000
Linen Supply Company: $3,360,780
Liquor Store: $250,000
Marine Vessel: $450,000
Martial Arts Academy: $385,000
Machinery Refinance: $1,100,000
Manufacturing Refinance: $3,160,000
Meat Packing Plant: $705,000
Medial Refinancing: $4,200,000
Medical Services Company: $900,000
Medical Testing Laboratory: $300,000
Mediterranean Style B & B: $595,000
Metal Heat Treating Company: $250,000
Metal Products Company: $150,000
Metallurgical Testing Labs: $450,000
Microwave Tube Producer: $100,000
Mountain Lodge: $325,000
NASCAR Racetrack Facility: $1,500,000
Night Club: $1,600,000
Patio Furniture Shop: $100,000
Personnel Agency: $1,250,000
Pet Store: $200,000
Pharmacy: $500,000
Photo Processing Lab: $200,000
Pizza Shop: $150,000
Plumbing Contractor: $150,000
Product Enhancement Technology: $1,100,000
Radiator Company: $395,000
Retail Convenience Store: $520,000
Residential Development & Golf Course: $18,000,000
Residential Health Care Facility: $450,000
Restaurant and Bar: $235,000
Restaurant: $425,000
Retail Convenience Store: $520,000
Seafood Restaurant: $460,000
Sailing ship/yacht: $1,000,000
Ski & Sport Shop: $150,000
Skiing Recreation Area: $1,000,000
Sock Manufacturer: $350,000
Software Sales Company: $250,000
Southwestern B & B: $765,000
Stable and Riding Academy: $500,000
Steel Fabricator: $1,000,000
Texas Country Bank: $5,000,000
Textile Manufacturer: $1,300,000
Traveling Carnival: $325,000
Veterinary Clinic Refinancing: $1,520,000
Warehouse Terminal: $950,000
Water Well Drilling Contractor: $1,300,000
Wholesale Bakery: $1,750,000
Wireless Communications/Repair Service: $1,000,000

Franchise Opportunities Funded

Ace Hardware: $1,480,000
Apple Spice Junction: $359,500
Badcock Home Furniture & More: $1,300,000
BevMax Franchise: $285,000
Big O Tire Franchise: $408,200
Cash Converters Franchise: $150,000
Cash Plus Franchise: $110,000
Clarion Inn & Suites: $3,000,000
Charley’s Steakery Franchise: $150,000
Cottman Transmission Franchise: $450,000
Dairy Queen Franchise: $150,000
Days Inn Franchise: $1,200,000
Domino’s Pizza Franchise: $160,000
Dry Cleaning Station: $525,000
Foot Solutions Franchise: $125,000
Freshens Yogurt Franchise: $230,000
Getty Gas Stations Franchise: $290,000
GNC Franchise: $150,000
Gold’s Gym Franchise: $400,000
Golf USA Franchise: $240,000
Hampton Inn: $2,400,000
Hooters Restaurant Franchise: $900,000
Hubcap Masters Franchise: $100,000
Huntington Learning Center: $150,000
Image Arts, Etc. Franchise: $100,000
King Bear Franchise: $133,000
Knights Inn Franchise: $410,000
Lady of America Franchise: $150,000
Manhattan Bagel Franchise: $130,000
Meineke Franchise: $180,000
Merlin Muffler & Brake Franchise: $150,000
Miami Subs Franchise: $142,500
Minuteman Press Franchise: $300,000
Molly Maids Franchise: $115,000
NY Gourmet Wraps Franchise: $116,000
Once Upon A Child (Growbiz): $100,000
One Hour Martinizing Franchise: $185,000
Ramada Plaza Hotel: $1,000,000
Quikava, Inc. (Chock Full O’Nuts): $600,000
Quizno’s Restaurant Franchise: $190,000
Rita’s Ices, Cones, Shakes: $582,000
Sears Carpet & Upholstery: $100,000
Signs By Tomorrow Franchise: $100,000
Sign World Franchise: $105,000
Subway Franchise: $100,000
Sunoco Station Franchise: $425,000
Super 8 Motel Franchise: $1,425,000
Sylvan Learning Center: $137,000
Texaco Travel Center: $1,000,000
The UPS Store: $145,000
Travelodge Franchise: $1,090,000
Tutor Time Franchise: $140,000
United Check Cashing: $184,500
Wingzone Franchise: $112,500
Women’s Health Boutique: $122,000

Technology Transfer

Macrovision – San Jose, CA $4,000,000 Japanese Corporation
Shenzhen Trading Company – Shenzhen, China $9,000,000 Chinese Government
Singapore Trading – Singapore – Semiconductor $3,000,000 Singapore Corporation
IBM – New York – Semiconductor $100,000,000 Corporate JV
Thomson CFS – France – Computer $20,000,000 Corporate JV

Public Offerings

Siltec Corp $50,000,000 GE Credit – Hambrecht
Fortune Systems $300,000,000 First Boston – Alex Brown

Debt Placements

Siltec Corp – Menlo Park, CA $6,000,000 Bank
Siltec Corporation – Menlo Park, CA $2,000,000 Bank
Fortune Systems – Belmont, CA $8,000,000 Bank
Universal Demiconductor – San Jose, CA $2,000,000 Bank
Universal Demiconductor – San Jose, CA $4,000,000 Leasing
Valwest, INC – San Jose, CA $25,000,000 Private Syndication
Cottonwood Commons – Cottonwood, AZ $5,000,000 Private Placement
Scottsdale Village Mirage – Scottsdale, AZ $20,000,000 Bond Placement
Townsen Lakes Office Center – Houston, TX $6,600,000 Private Placement
HT Auger Co. – Odessa, TX $3,000,000 Private Investors

Divesture (Sale of company, division or assets)

Mountain Country Partners – Oil & Gas – Boyd & Greenup Counties, KY $1,300,000 Partial Corporate Acquisition
Texet – Fort Worth, TX $25,000,000 Corporate Acquisition
Commodore – King of Prussia, PA $8,000,000 Corporate Acquisition
Macrovision – San Jose, CA $6,000,000 Corporate Acquisition
British Motors Dist Electronics – San Francisco, CA $10,000,000 Corporate Acquisition
British Motors Dist Electronics – San Francisco, CA $2,000,000 ESOP
SunTrips – San Jose, CA $6,000,000 Corporate Acquisition
Telluride Club – Telluride, CO $20,000,000 Corporate Acquisition
Sandpiper Stores – Danville, CA $2,000,000 Private Equity
Michael’s Ranch – Sedona, AZ $6,000,000 Private Equity
Clark Wayland – Phoenix, AZ $20,000,000 Corporate Acquisition
Clark Wayland – Phoenix, AZ $10,000,000 Corporate Acquisition
Sedona Pines – Sedona, AZ $2,000,000 Corporate Acquisition
Lodge Alley Inn – Charleston, SC $18,000,000 Corporate Acquisition
Sedona RV Resort – Sedona, AZ $2,000,000 Corporate Acquisition
Villas on Elm Street – Cottonwood, AZ $3,000,000 Corporate Acquisition
Oaxaca – Sedona, AZ $1,500,000 Private Placement
West Coast Promotions – San Jose, CA $1,000,000 Corporate Acquisition

Equity Placements

Screen Giant – Large LED Billboards $15,000,000 India Venture Funding
Screen Giant – Large LED Billboards $15,000,000 China Leasing Company
Screen Giant – Large LED Billboards $5,200,000 Private Equity
Card Activations $2,500,000 Private Equity
Zaison Corporation – Houston, TX $10,000,000 Venture Capital
Siltec Corporation – Menlo Park, CA – Round 3 $5,000,000 Venture Capital
Siltec Corporation – Menlo Park, CA – Round 4 $8,000,000 Venture Capital
Fortune Systems – Belmont, CA – Round 1 $8,000,000 Venture Capital
Broadband Inc. – Santa Clara, CA $3,000,000 Private Equity
Precision Metal, San Jose, CA $3,000,000 Private Equity
Fortune Systems – Belmont, CA – Round 2 $10,000,000 Venture Capital
Fortune Systems – Belmont, CA – Round 3 $15,000,000 Venture Capital
Universal – San Jose, CA – Round 4 $5,000,000 Venture Capital
Universal – San Jose, CA – Round 5 $4,000,000 Venture Capital
Computer Curriculum – Palo Alto $6,000,000 Private Equity
Val West – San Jose, CA $10,000,000 Private Equity
Tulluride Club – Telluride, CO $1,500,000 Private Equity
Tulluride Club – Telluride, CO $3,000,000 Mezzanine Lender
Beach Club – Gilbert, AZ $2,000,000 Private Equity
Waterford Place – Biloxi, MS $6,000,000 Hedge Fund

Bond Placement

Siltec Corporation – Menlo Park, CA $10,000,000 Bond Syndication
Scottsdale Links – Scottsdale, CA $19,000,000 Bond Placement

Joint Ventures

Harbin Trading Company – Harbin, China $50,000,000 Joint Venture
Universal Semiconductor – San Jose, CA $20,000,000 Joint Venture
Eagle Picher Automotive $2,500,000 Joint Venture
Townsen Lakes – Houston, TX $10,000,000 Joint Venture